Unclaimed Profile

Ryan Michael Gray

ASIO CAPITAL LLC·LEXINGTON, Kentucky

Series 7, Series 63, Series 65Clean record16 years registeredASIO CAPITAL LLC

220 LEXINGTON GREEN CIRCLE, LEXINGTON, KY 40503CRD# 5567406Firm CRD# 298326

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ryan Michael Gray · LEXINGTON, KY

Registration

CRD #5567406 · ASIO CAPITAL LLC · 16 years registered

Brand Profile

Not yet started

Career History

ASIO CAPITAL LLC

Aug 2018 – present

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Jan 2010 – Apr 2010

ST. ALBANS RD, MO

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · January 28, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASIO CAPITAL LLC

CRD 298326 · SEC 801-113910

AUM

$500M

Regulatory assets under management

Employees

571 client accounts

Services offered by ASIO CAPITAL LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ASIO CAPITAL LLC →

Introduction

Speak with Ryan

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ryan is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LEXINGTON?

Browse all registered financial advisors in LEXINGTON, Kentucky or claim this profile if it's yours.

Browse LEXINGTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ryan Michael Gray offer?

Ryan Michael Gray specializes in Investment Management, Wealth Management. Contact their office in LEXINGTON, Kentucky for a consultation.

What are Ryan Michael Gray's credentials?

Ryan Michael Gray is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ryan Michael Gray located?

Ryan Michael Gray is based in LEXINGTON, Kentucky, working with ASIO CAPITAL LLC. Their office serves clients in the LEXINGTON metropolitan area and surrounding communities.

How does Ryan Michael Gray charge for services?

Ryan Michael Gray's firm is compensated through percentage of aum, other: asset-based fees for retirement plan consulting. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASIO CAPITAL LLC?

ASIO CAPITAL LLC has approximately 6 employees and manages $500M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →