Unclaimed Profile

Halie Kathleen Smith

IMA WEALTH, INC.·WICHITA, Kansas

SIE, Series 7, Series 24, Series 63, Series 66Clean record21 years registeredIMA WEALTH, INC.

8200 E 32ND STREET NORTH, WICHITA, KS 67226CRD# 4676985Firm CRD# 112091

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Halie Kathleen Smith · WICHITA, KS

Registration

CRD #4676985 · IMA WEALTH, INC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: IMA WEALTH, INC.

THE WEALTH CONSULTING GROUP

Jul 2023 – Apr 2024

Maize, KS

V WEALTH ADVISORS LLC

Sep 2020 – Dec 2023

Maize, KS

LPL FINANCIAL LLC

Sep 2020 – Sep 2020

MAIZE, KS

IMA WEALTH, INC.

Apr 2016 – Jul 2020

WICHITA, KS

LPL FINANCIAL LLC

Apr 2015 – Dec 2015

WICHITA, KS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2009 – Oct 2013

WICHITA, KS

BANC OF AMERICA INVESTMENT SERVICES, INC.

Jan 2005 – Oct 2009

WICHITA, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · January 7, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IMA ADVISORY SERVICES, INC.

CRD 112091 · SEC 801-79108

AUM

$912M

Regulatory assets under management

Employees

970 client accounts

Services offered by IMA ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at IMA ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Halie Kathleen Smith offer?

Halie Kathleen Smith specializes in Financial Planning, Investment Management, Wealth Management.

What are Halie Kathleen Smith's credentials?

Halie Kathleen Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Halie Kathleen Smith located?

Halie Kathleen Smith is based in WICHITA, Kansas, last registered with IMA WEALTH, INC..

How does Halie Kathleen Smith charge for services?

Halie Kathleen Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IMA WEALTH, INC.?

IMA WEALTH, INC. has approximately 20 employees and manages $912M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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