Unclaimed Profile

Sean Randall Spencer

ACCESS CAPITAL, LLC·WICHITA, Kansas

SIE, Series 6, Series 7, Series 63, Series 65Clean record16 years registeredACCESS CAPITAL, LLC

1601 E DOUGLAS AVENUE, WICHITA, KS 67211CRD# 5622254Firm CRD# 327013

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean Randall Spencer · WICHITA, KS

Registration

CRD #5622254 · ACCESS CAPITAL, LLC · 16 years registered

Brand Profile

Not yet started

Career History

PRIME CAPITAL FINANCIAL

Jun 2026 – present

ACCESS CAPITAL, LLC

Jun 2023 – present

IMA WEALTH

Jul 2015 – Jul 2023

WICHITA, KS

LPL FINANCIAL LLC

Nov 2013 – Jul 2015

WICHITA, KS

AMERIPRISE FINANCIAL SERVICES, INC.

Jun 2010 – Dec 2011

MINNEAPOLIS, MN

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Aug 2009 – Feb 2010

WICHITA, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · August 28, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ACCESS CAPITAL, LLC

CRD 327013 · SEC 801-128223

AUM

$70M

Regulatory assets under management

Employees

78 client accounts

Services offered by ACCESS CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ACCESS CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Sean Randall Spencer offer?

Sean Randall Spencer specializes in Financial Planning, Investment Management. Contact their office in WICHITA, Kansas for a consultation.

What are Sean Randall Spencer's credentials?

Sean Randall Spencer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sean Randall Spencer located?

Sean Randall Spencer is based in WICHITA, Kansas, working with ACCESS CAPITAL, LLC. Their office serves clients in the WICHITA metropolitan area and surrounding communities.

How does Sean Randall Spencer charge for services?

Sean Randall Spencer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ACCESS CAPITAL, LLC?

ACCESS CAPITAL, LLC has approximately 1 employees and manages $70M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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