Unclaimed Profile

Richard William Holt

IMA WEALTH, INC.·WICHITA, Kansas

SIE, Series 4, Series 7, Series 24, Series 28, Series 52, Series 53, Series 55, Series 63, Series 65, Series 86, Series 87, Series 99TOCFAClean record15 years registeredIMA WEALTH, INC.

430 E DOUGLAS AVE, WICHITA, KS 67202CRD# 2778485Firm CRD# 112091

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard William Holt · WICHITA, KS

Registration

CRD #2778485 · IMA WEALTH, INC. · 15 years registered

Brand Profile

Not yet started

Career History

IMA ADVISORY SERVICES, INC.

Jul 2016 – present

VSR ADVISORY SERVICES

Sep 2011 – Jun 2016

OVERLAND PARK, KS

STRATEGIC ADVISERS, INC.

Dec 2010 – Sep 2011

OVERLAND PARK, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 28

Series 52

Series 53

Series 55

Series 63

Series 65

Series 86

Series 87

Series 99TO

Registration record

First registered · December 23, 2010

Years registered · 15

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IMA ADVISORY SERVICES, INC.

CRD 112091 · SEC 801-79108

AUM

$912M

Regulatory assets under management

Employees

970 client accounts

Services offered by IMA ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at IMA ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Richard William Holt offer?

Richard William Holt specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WICHITA, Kansas for a consultation.

What are Richard William Holt's credentials?

Richard William Holt holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Richard William Holt located?

Richard William Holt is based in WICHITA, Kansas, working with IMA WEALTH, INC.. Their office serves clients in the WICHITA metropolitan area and surrounding communities.

How does Richard William Holt charge for services?

Richard William Holt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IMA WEALTH, INC.?

IMA WEALTH, INC. has approximately 20 employees and manages $912M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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