Unclaimed Profile

Andrew John Mies

HIGHTOWER 6M HOLDING, LLC·WICHITA, Kansas

SIE, Series 7, Series 31, Series 63, Series 66CFAClean record17 years registeredHIGHTOWER 6M HOLDING, LLC

8301 E 21ST ST. NORTH, WICHITA, KS 67206CRD# 2393831Firm CRD# 317694

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew John Mies · WICHITA, KS

Registration

CRD #2393831 · HIGHTOWER 6M HOLDING, LLC · 17 years registered

Brand Profile

Not yet started

Career History

HIGHTOWER ADVISORS, LLC

Oct 2022 – present

HIGHTOWER 6M HOLDING, LLC

Jan 2022 – Nov 2022

WICHITA, KS

6 MERIDIAN LLC

Sep 2016 – Feb 2022

WICHITA, KS

MORGAN STANLEY

Jun 2009 – Sep 2016

WICHITA, KS

MORGAN STANLEY & CO. INCORPORATED

May 2009 – Jun 2009

WICHITA, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 66

Registration record

First registered · May 22, 2009

Years registered · 17

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HIGHTOWER 6M HOLDING, LLC

CRD 317694 · SEC 801-122902

AUM

$2.0B

Regulatory assets under management

Employees

3,282 client accounts

Services offered by HIGHTOWER 6M HOLDING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

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Introduction

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Frequently Asked Questions

What services does Andrew John Mies offer?

Andrew John Mies specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in WICHITA, Kansas for a consultation.

What are Andrew John Mies's credentials?

Andrew John Mies holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Andrew John Mies located?

Andrew John Mies is based in WICHITA, Kansas, working with HIGHTOWER 6M HOLDING, LLC. Their office serves clients in the WICHITA metropolitan area and surrounding communities.

How does Andrew John Mies charge for services?

Andrew John Mies's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HIGHTOWER 6M HOLDING, LLC?

HIGHTOWER 6M HOLDING, LLC has approximately 24 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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