Unclaimed Profile

Heather N Hardman

LEGACY FINANCIAL STRATEGIES, LLC·LEAWOOD, Kansas

SIE, Series 7, Series 66Clean record13 years registeredLEGACY FINANCIAL STRATEGIES, LLC

11300 TOMAHAWK CREEK PARKWAY, LEAWOOD, KS 66211CRD# 6060479Firm CRD# 283553

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Heather N Hardman · LEAWOOD, KS

Registration

CRD #6060479 · LEGACY FINANCIAL STRATEGIES, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LEGACY FINANCIAL STRATEGIES, LLC

RBC CAPITAL MARKETS, LLC

May 2025 – Dec 2025

LEAWOOD, KS

LEGACY FINANCIAL STRATEGIES, LLC

Jan 2018 – Dec 2024

OVERLAND PARK, KS

AMERIPRISE FINANCIAL SERVICES, INC.

Jan 2014 – Dec 2017

Kansas City, MO

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 2012 – Dec 2013

LEAWOOD, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · September 13, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGACY FINANCIAL STRATEGIES, LLC

CRD 283553 · SEC 801-107930

AUM

$646M

Regulatory assets under management

Employees

1,921 client accounts

Services offered by LEGACY FINANCIAL STRATEGIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEGACY FINANCIAL STRATEGIES, LLC →

Introduction

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Frequently Asked Questions

What services does Heather N Hardman offer?

Heather N Hardman specializes in Financial Planning, Investment Management.

What are Heather N Hardman's credentials?

Heather N Hardman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Heather N Hardman located?

Heather N Hardman is based in LEAWOOD, Kansas, last registered with LEGACY FINANCIAL STRATEGIES, LLC.

How does Heather N Hardman charge for services?

Heather N Hardman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY FINANCIAL STRATEGIES, LLC?

LEGACY FINANCIAL STRATEGIES, LLC has approximately 14 employees and manages $646M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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