Unclaimed Profile

David Paul Scott

SUNRISE ADVISORS, INC.·LEAWOOD, Kansas

Series 5, Series 7, Series 6332 years registeredSUNRISE ADVISORS, INC.

3710 WEST 135TH STREET, LEAWOOD, KS 66224-7611CRD# 812781Firm CRD# 111953

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Paul Scott · LEAWOOD, KS

Registration

CRD #812781 · SUNRISE ADVISORS, INC. · 32 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SUNRISE ADVISORS, INC.

CREATIVE PLANNING

Sep 2020 – Oct 2021

Stilwell, KS

SUNRISE ADVISORS

May 1994 – Jun 2020

LEAWOOD, KS

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 63

Registration record

First registered · May 18, 1994

Years registered · 32

Disclosure History

1987Customer Dispute·Settled

1986Customer Dispute·Settled

1985Customer Dispute·Settled

1983Civil·Final

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SUNRISE ADVISORS, INC.

CRD 111953 · SEC 801-60459

AUM

$707M

Regulatory assets under management

Employees

589 client accounts

Services offered by SUNRISE ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SUNRISE ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does David Paul Scott offer?

David Paul Scott specializes in Financial Planning, Investment Management, Wealth Management.

What are David Paul Scott's credentials?

David Paul Scott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Paul Scott located?

David Paul Scott is based in LEAWOOD, Kansas, last registered with SUNRISE ADVISORS, INC..

How does David Paul Scott charge for services?

David Paul Scott's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUNRISE ADVISORS, INC.?

SUNRISE ADVISORS, INC. has approximately 6 employees and manages $707M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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