Unclaimed Profile

Andrew David Rogers

LEGACY FINANCIAL STRATEGIES, LLC·OVERLAND PARK, Kansas

SIE, Series 6, Series 7, Series 63, Series 65CFPClean record12 years registeredLEGACY FINANCIAL STRATEGIES, LLC

5400 COLLLEGE BLVD., OVERLAND PARK, KS 66211CRD# 6329698Firm CRD# 283553

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew David Rogers · OVERLAND PARK, KS

Registration

CRD #6329698 · LEGACY FINANCIAL STRATEGIES, LLC · 12 years registered

Brand Profile

Not yet started

Career History

LEGACY FINANCIAL STRATEGIES, LLC

Nov 2019 – present

LPL FINANCIAL LLC

Aug 2018 – Nov 2019

KANSAS CITY, MO

WADDELL & REED

Aug 2014 – Aug 2018

CREVE COEUR, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · August 9, 2014

Years registered · 12

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGACY FINANCIAL STRATEGIES, LLC

CRD 283553 · SEC 801-107930

AUM

$646M

Regulatory assets under management

Employees

1,921 client accounts

Services offered by LEGACY FINANCIAL STRATEGIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEGACY FINANCIAL STRATEGIES, LLC →

Introduction

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Frequently Asked Questions

What services does Andrew David Rogers offer?

Andrew David Rogers specializes in Financial Planning, Investment Management. Contact their office in OVERLAND PARK, Kansas for a consultation.

What are Andrew David Rogers's credentials?

Andrew David Rogers holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Andrew David Rogers located?

Andrew David Rogers is based in OVERLAND PARK, Kansas, working with LEGACY FINANCIAL STRATEGIES, LLC. Their office serves clients in the OVERLAND PARK metropolitan area and surrounding communities.

How does Andrew David Rogers charge for services?

Andrew David Rogers's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY FINANCIAL STRATEGIES, LLC?

LEGACY FINANCIAL STRATEGIES, LLC has approximately 14 employees and manages $646M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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