AdvisorOS Directory
Claim Profile
Unclaimed Profile
AB

Andrea K Baker

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC·URBANDALE, Iowa
SIE, Series 27, Series 28, Series 99TOClean recordBROKERS INTERNATIONAL FINANCIAL SERVICES, LLC
4135 NW URBANDALE DR, URBANDALE, IA 50322CRD# 5533991Firm CRD# 139627

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Andrea K Baker · URBANDALE, IA
Registration
CRD #5533991 · BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 28
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
INTEGRITY ALLIANCE, LLC
CRD 139627 · SEC 801-69742
AUM
$2.0B
Regulatory assets under management
Employees
260
11,566 client accounts
Services offered by INTEGRITY ALLIANCE, LLC
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
Nonprofits & Foundations
View all advisors at INTEGRITY ALLIANCE, LLC →
Introduction

Speak with Andrea K

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Andrea K is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in URBANDALE?

Browse all registered financial advisors in URBANDALE, Iowa or claim this profile if it's yours.

Browse URBANDALE AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Andrea K Baker offer?
Andrea K Baker specializes in Investment Management. Contact their office in URBANDALE, Iowa for a consultation.
What are Andrea K Baker's credentials?
Andrea K Baker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Andrea K Baker located?
Andrea K Baker is based in URBANDALE, Iowa, working with BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. Their office serves clients in the URBANDALE metropolitan area and surrounding communities.
How does Andrea K Baker charge for services?
Andrea K Baker's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage of assets managed by third-party advisor firms. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC?
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC has approximately 260 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC

Brian Clinton Propes
PANORA, IA
Gary Alan Stapp
PANORA, IA
John Charles Kunkel
URBANDALE, IA
Ann Louise Hudson
PANORA, IA
David Alan Henry
PANORA, IA
Matthew Ray Bott
PANORA, IA

More Advisors in URBANDALE, Iowa

Matthew Scott Onstot
BINNACLE INVESTMENTS, INC.·URBANDALE, IA
CFP
Deborah Sue Jackson
INDEPENDENT WEALTH NETWORK, INC.·URBANDALE, IA
Adam Bain Obrecht
A.O. WEALTH ADVISORY,LLC·URBANDALE, IA
CFP
Arthur Lawrence Dinkin
INDEPENDENT WEALTH NETWORK, INC.·URBANDALE, IA
CFP
Eric Randall Williams
A.O. WEALTH ADVISORY,LLC·URBANDALE, IA
Jeffrey Lawrence Zupancic
INDEPENDENT WEALTH NETWORK, INC.·URBANDALE, IA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Iowa
WEST DES MOINES (96)DES MOINES (87)CEDAR RAPIDS (60)DUBUQUE (46)FAIRFIELD (27)DAVENPORT (26)WATERLOO (10)CLIVE (9)WAVERLY (9)AMES (8)
City Guides
WEST DES MOINES GuideDES MOINES GuideCEDAR RAPIDS GuideDUBUQUE GuideFAIRFIELD Guide
Research
Advisor Fees in IowaNational Fee Analysis
Request removal of this profile