Unclaimed Profile

Gary Alan Stapp

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC·PANORA, Iowa

SIE, Series 6, Series 7, Series 24, Series 26, Series 63, Series 65, Series 66Clean record18 years registeredBROKERS INTERNATIONAL FINANCIAL SERVICES, LLC

102 SE 13TH STREET, PANORA, IA 50216CRD# 1625457Firm CRD# 139627

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary Alan Stapp · PANORA, IA

Registration

CRD #1625457 · BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

May 2020 – Dec 2021

Des Moines, IA

VOYA FINANCIAL ADVISORS, INC.

May 2014 – May 2020

Des Moines, IA

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC

Apr 2010 – Jun 2012

PANORA, IA

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC

Oct 2007 – Nov 2008

PANORA, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 63

Series 65

Series 66

Registration record

First registered · October 24, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INTEGRITY ALLIANCE, LLC

CRD 139627 · SEC 801-69742

AUM

$2.0B

Regulatory assets under management

Employees

260

11,566 client accounts

Services offered by INTEGRITY ALLIANCE, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at INTEGRITY ALLIANCE, LLC →

Introduction

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Frequently Asked Questions

What services does Gary Alan Stapp offer?

Gary Alan Stapp specializes in Investment Management.

What are Gary Alan Stapp's credentials?

Gary Alan Stapp is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary Alan Stapp located?

Gary Alan Stapp is based in PANORA, Iowa, last registered with BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC.

How does Gary Alan Stapp charge for services?

Gary Alan Stapp's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage of assets managed by third-party advisor firms. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC?

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC has approximately 260 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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