Unclaimed Profile

Richard Frank Mokosak

MOKOSAK ADVISORY GROUP, LLC·URBANDALE, Iowa

SIE, Series 7, Series 24, Series 63CFPClean record27 years registeredMOKOSAK ADVISORY GROUP, LLC

2900 100TH STREET SUITE 102, URBANDALE, IA 50322CRD# 2520987Firm CRD# 287538

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Frank Mokosak · URBANDALE, IA

Registration

CRD #2520987 · MOKOSAK ADVISORY GROUP, LLC · 27 years registered

Brand Profile

Not yet started

Career History

MOKOSAK ADVISORY GROUP, LLC

Jun 2017 – present

BELLWETHER FINANCIAL ADVISORS

Jul 2016 – Jun 2017

Urbandale, IA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mar 2005 – Jun 2017

WEST DES MOINES, IA

CAMBRIDGE INVESTMENT RESERARCH, INC.

Aug 2004 – Mar 2005

URBANDALE, IA

AMERICAN EXPRESS FINANCIAL ADVISORS, INC.

Jan 1999 – Aug 2004

WEST DES MOINES, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · January 1, 1999

Years registered · 27

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MOKOSAK ADVISORY GROUP, LLC

CRD 287538 · SEC 801-110319

AUM

$288M

Regulatory assets under management

Employees

1,182 client accounts

Services offered by MOKOSAK ADVISORY GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MOKOSAK ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Frank Mokosak offer?

Richard Frank Mokosak specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in URBANDALE, Iowa for a consultation.

What are Richard Frank Mokosak's credentials?

Richard Frank Mokosak holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Richard Frank Mokosak located?

Richard Frank Mokosak is based in URBANDALE, Iowa, working with MOKOSAK ADVISORY GROUP, LLC. Their office serves clients in the URBANDALE metropolitan area and surrounding communities.

How does Richard Frank Mokosak charge for services?

Richard Frank Mokosak's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MOKOSAK ADVISORY GROUP, LLC?

MOKOSAK ADVISORY GROUP, LLC has approximately 4 employees and manages $288M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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