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David Alan Henry

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC·PANORA, Iowa
SIE, Series 4, Series 6TO, Series 7, Series 24, Series 28, Series 52TO, Series 53, Series 66, Series 99TOClean record14 years registeredBROKERS INTERNATIONAL FINANCIAL SERVICES, LLC
102 SE 13TH STREET, PANORA, IA 50216CRD# 5981084Firm CRD# 139627

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Alan Henry · PANORA, IA
Registration
CRD #5981084 · BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC · 14 years registered
Brand Profile
Not yet started
01

Career History

Dec 2025present
Jan 2024Feb 2026
Urbandale, IA
Jun 2013Nov 2025
Urbandale, IA
Nov 2011Jun 2013
WEST DES MOINES, IA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 6TO
Series 7
Series 24
Series 28
Series 52TO
Series 53
Series 66
Series 99TO
Registration record
First registered · November 23, 2011
Years registered · 14
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
INTEGRITY ALLIANCE, LLC
CRD 139627 · SEC 801-69742
AUM
$2.0B
Regulatory assets under management
Employees
260
11,566 client accounts
Services offered by INTEGRITY ALLIANCE, LLC
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
Nonprofits & Foundations
Introduction

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05

Frequently Asked Questions

What services does David Alan Henry offer?
David Alan Henry specializes in Investment Management. Contact their office in PANORA, Iowa for a consultation.
What are David Alan Henry's credentials?
David Alan Henry is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Alan Henry located?
David Alan Henry is based in PANORA, Iowa, working with BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. Their office serves clients in the PANORA metropolitan area and surrounding communities.
How does David Alan Henry charge for services?
David Alan Henry's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage of assets managed by third-party advisor firms. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC?
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC has approximately 260 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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