Unclaimed Profile

Matthew Ray Bott

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC·PANORA, Iowa

SIE, Series 3, Series 4, Series 7, Series 24, Series 28, Series 52TO, Series 53, Series 63, Series 66, Series 99TOClean record25 years registeredBROKERS INTERNATIONAL FINANCIAL SERVICES, LLC

102 SE 13TH STREET, PANORA, IA 50216CRD# 2521201Firm CRD# 139627

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Ray Bott · PANORA, IA

Registration

CRD #2521201 · BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC · 25 years registered

Brand Profile

Not yet started

Career History

CREATIVEONE SECURITIES, LLC

Apr 2018 – present

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Mar 2016 – Feb 2018

DENVER, CO

PRINCOR FINANCIAL SERVICES CORPORATION

Dec 2013 – Mar 2016

Denver, CO

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC

Jan 2008 – Nov 2013

PANORA, IA

PRINCOR FINANCIAL SERVICES CORPORATION

Feb 2003 – Jan 2008

DENVER, CO

MULTI-FINANCIAL SECURITIES CORPORATION

Jul 2001 – Dec 2002

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 28

Series 52TO

Series 53

Series 63

Series 66

Series 99TO

Registration record

First registered · July 3, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INTEGRITY ALLIANCE, LLC

CRD 139627 · SEC 801-69742

AUM

$2.0B

Regulatory assets under management

Employees

260

11,566 client accounts

Services offered by INTEGRITY ALLIANCE, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at INTEGRITY ALLIANCE, LLC →

Introduction

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Frequently Asked Questions

What services does Matthew Ray Bott offer?

Matthew Ray Bott specializes in Investment Management. Contact their office in PANORA, Iowa for a consultation.

What are Matthew Ray Bott's credentials?

Matthew Ray Bott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew Ray Bott located?

Matthew Ray Bott is based in PANORA, Iowa, working with BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. Their office serves clients in the PANORA metropolitan area and surrounding communities.

How does Matthew Ray Bott charge for services?

Matthew Ray Bott's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage of assets managed by third-party advisor firms. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC?

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC has approximately 260 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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