Unclaimed Profile

Jason Jeffrey Allen

AVANTAX PLANNING PARTNERS, INC.·DUBUQUE, Iowa

SIE, Series 7, Series 24, Series 63CFPClean record12 years registeredAVANTAX PLANNING PARTNERS, INC.

3390 ASBURY ROAD, DUBUQUE, IA 52002-2801CRD# 4151847Firm CRD# 106237

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jason Jeffrey Allen · DUBUQUE, IA

Registration

CRD #4151847 · AVANTAX PLANNING PARTNERS, INC. · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AVANTAX PLANNING PARTNERS, INC.

CETERA INVESTMENT ADVISERS LLC

Sep 2025 – May 2026

NORTH RICHLAND HILLS, TX

AVANTAX ADVISORY SERVICES

Oct 2019 – Sep 2025

Dallas, TX

1ST GLOBAL ADVISORS INC

Feb 2014 – Oct 2019

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · February 20, 2014

Years registered · 12

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVANTAX PLANNING PARTNERS, INC.

CRD 106237 · SEC 801-50939

AUM

$6.4B

Regulatory assets under management

Employees

248

12,286 client accounts

Services offered by AVANTAX PLANNING PARTNERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVANTAX PLANNING PARTNERS, INC. →

Introduction

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Frequently Asked Questions

What services does Jason Jeffrey Allen offer?

Jason Jeffrey Allen specializes in Financial Planning, Investment Management, Wealth Management.

What are Jason Jeffrey Allen's credentials?

Jason Jeffrey Allen holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jason Jeffrey Allen located?

Jason Jeffrey Allen is based in DUBUQUE, Iowa, last registered with AVANTAX PLANNING PARTNERS, INC..

How does Jason Jeffrey Allen charge for services?

Jason Jeffrey Allen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVANTAX PLANNING PARTNERS, INC.?

AVANTAX PLANNING PARTNERS, INC. has approximately 248 employees and manages $6.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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