Unclaimed Profile

John W Wetherell

PRINCOR FINANCIAL SERVICES CORPORATION·DES MOINES, Iowa

SIE, Series 7, Series 24, Series 51, Series 66Clean record21 years registeredPRINCOR FINANCIAL SERVICES CORPORATION

655 9TH STREET, DES MOINES, IA 50309CRD# 4550232Firm CRD# 1137

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John W Wetherell · DES MOINES, IA

Registration

CRD #4550232 · PRINCOR FINANCIAL SERVICES CORPORATION · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRINCOR FINANCIAL SERVICES CORPORATION

PRINCIPAL ASSET MANAGEMENT

Apr 2008 – Dec 2023

DES MOINES, IA

PRINCOR FINANCIAL SERVICES CORPORATION

Sep 2004 – Apr 2008

DES MOINES, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 66

Registration record

First registered · September 8, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRINCIPAL SECURITIES, INC.

CRD 1137 · SEC 801-54949

AUM

$12.1B

Regulatory assets under management

Employees

1,349

54,844 client accounts

Services offered by PRINCIPAL SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PRINCIPAL SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does John W Wetherell offer?

John W Wetherell specializes in Financial Planning, Investment Management.

What are John W Wetherell's credentials?

John W Wetherell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John W Wetherell located?

John W Wetherell is based in DES MOINES, Iowa, last registered with PRINCOR FINANCIAL SERVICES CORPORATION.

How does John W Wetherell charge for services?

John W Wetherell's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar fees, solicitors fees, subscription consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRINCOR FINANCIAL SERVICES CORPORATION?

PRINCOR FINANCIAL SERVICES CORPORATION has approximately 1349 employees and manages $12.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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