Unclaimed Profile

John Randall Lepley

BTC CAPITAL MANAGEMENT, INC.·DES MOINES, Iowa

Series 4, Series 7, Series 24, Series 27, Series 63, Series 65Clean record26 years registeredBTC CAPITAL MANAGEMENT, INC.

453 7TH STREET, DES MOINES, IA 50309-3702CRD# 1109828Firm CRD# 127158

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Randall Lepley · DES MOINES, IA

Registration

CRD #1109828 · BTC CAPITAL MANAGEMENT, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BTC CAPITAL MANAGEMENT, INC.

BTC CAPITAL MANAGEMENT

Jul 2008 – Jan 2017

DES MOINES, IA

PRINCOR FINANCIAL SERVICES CORPORATION

Jan 2000 – Apr 2008

DES MOINES, IA

Registrations & Exams

FINRA examinations passed

Series 4

Series 7

Series 24

Series 27

Series 63

Series 65

Registration record

First registered · January 12, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BTC CAPITAL MANAGEMENT, INC.

CRD 127158 · SEC 801-62140

AUM

$3.8B

Regulatory assets under management

Employees

2,543 client accounts

Services offered by BTC CAPITAL MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at BTC CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does John Randall Lepley offer?

John Randall Lepley specializes in Investment Management, Retirement Planning, Wealth Management.

What are John Randall Lepley's credentials?

John Randall Lepley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Randall Lepley located?

John Randall Lepley is based in DES MOINES, Iowa, last registered with BTC CAPITAL MANAGEMENT, INC..

How does John Randall Lepley charge for services?

John Randall Lepley's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BTC CAPITAL MANAGEMENT, INC.?

BTC CAPITAL MANAGEMENT, INC. has approximately 18 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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