Unclaimed Profile

Daniel Simon Vanwinkle

PRINCIPAL SECURITIES, INC.·DES MOINES, Iowa

SIE, Series 7, Series 24, Series 66, Series 99TOClean record19 years registeredPRINCIPAL SECURITIES, INC.

711 HIGH STREET, DES MOINES, IA 50392CRD# 4715191Firm CRD# 1137

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Simon Vanwinkle · DES MOINES, IA

Registration

CRD #4715191 · PRINCIPAL SECURITIES, INC. · 19 years registered

Brand Profile

Not yet started

Career History

PRINCIPAL SECURITIES, INC.

Mar 2021 – present

PRINCIPAL SECURITIES, INC.

Mar 2021 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Apr 2010 – Feb 2021

FAIRFIELD, IA

VSR ADVISORY SERVICES

Dec 2008 – Mar 2010

OVERLAND PARK, KS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jul 2007 – Dec 2008

FAIRFIELD, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 99TO

Registration record

First registered · July 31, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRINCIPAL SECURITIES, INC.

CRD 1137 · SEC 801-54949

AUM

$12.1B

Regulatory assets under management

Employees

1,349

54,844 client accounts

Services offered by PRINCIPAL SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PRINCIPAL SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Daniel Simon Vanwinkle offer?

Daniel Simon Vanwinkle specializes in Financial Planning, Investment Management. Contact their office in DES MOINES, Iowa for a consultation.

What are Daniel Simon Vanwinkle's credentials?

Daniel Simon Vanwinkle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Simon Vanwinkle located?

Daniel Simon Vanwinkle is based in DES MOINES, Iowa, working with PRINCIPAL SECURITIES, INC.. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.

How does Daniel Simon Vanwinkle charge for services?

Daniel Simon Vanwinkle's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar fees, solicitors fees, subscription consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRINCIPAL SECURITIES, INC.?

PRINCIPAL SECURITIES, INC. has approximately 1349 employees and manages $12.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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