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Thomas Arthur Hopkins

AUSDAL FINANCIAL PARTNERS, INC.·DAVENPORT, Iowa
Unclaimed Profile
5187 UTICA RIDGE RD, DAVENPORT, IA 52807CRD# 249956Firm CRD# 7995
01

About

Thomas Arthur Hopkins is a registered financial advisor based in DAVENPORT, Iowa, affiliated with AUSDAL FINANCIAL PARTNERS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
AUSDAL FINANCIAL PARTNERS, INC.
AUSDAL FINANCIAL PARTNERS, INC.
AUM
$1.5B
Regulatory assets under management
Employees
317
Total firm employees
View all advisors at AUSDAL FINANCIAL PARTNERS, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Other: REVENUE SHARING
Regulatory
SEC/IARD CRD# 249956
Firm CRD# 7995
6 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Arthur Hopkins offer?
Thomas Arthur Hopkins specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DAVENPORT, Iowa for a consultation.
What are Thomas Arthur Hopkins's credentials?
Thomas Arthur Hopkins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Arthur Hopkins located?
Thomas Arthur Hopkins is based in DAVENPORT, Iowa, working with AUSDAL FINANCIAL PARTNERS, INC.. Their office serves clients in the DAVENPORT metropolitan area and surrounding communities.
How does Thomas Arthur Hopkins charge for services?
Thomas Arthur Hopkins's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: revenue sharing. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AUSDAL FINANCIAL PARTNERS, INC.?
AUSDAL FINANCIAL PARTNERS, INC. has approximately 317 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in DAVENPORT
Donald Ray Stanforth — INVESTMENT CONSULTING GROUP INCChristine Ann Mcelvania — QUAD-CITIES INVESTMENT GROUP, LLCNathan David Westcomb — AUSDAL FINANCIAL PARTNERS, INC.June Clark Ausdal — AUSDAL FINANCIAL PARTNERS, INC.Ivana M Shumberg — AUSDAL FINANCIAL PARTNERS, INC.
Nearby cities in Iowa
DES MOINES (164)WEST DES MOINES (142)CEDAR RAPIDS (109)DUBUQUE (61)FAIRFIELD (31)
City Guides
DES MOINES GuideWEST DES MOINES GuideCEDAR RAPIDS GuideDUBUQUE GuideFAIRFIELD Guide
Research
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