Unclaimed Profile

Wayne Allen Wagner

QUAD-CITIES INVESTMENT GROUP, LLC·DAVENPORT, Iowa

Series 1, Series 5, Series 8, Series 31, Series 63, Series 65Clean record27 years registeredQUAD-CITIES INVESTMENT GROUP, LLC

5177 UTICA RIDGE ROAD, DAVENPORT, IA 52807CRD# 456548Firm CRD# 154113

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wayne Allen Wagner · DAVENPORT, IA

Registration

CRD #456548 · QUAD-CITIES INVESTMENT GROUP, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: QUAD-CITIES INVESTMENT GROUP, LLC

QUAD-CITIES INVESTMENT GROUP, LLC

Jun 2010 – Dec 2022

DAVENPORT, IA

CHICAGO INVESTMENT GROUP ADVISORS, LLC

Oct 2009 – Jul 2010

CHICAGO, IL

UBS FINANCIAL SERVICES INC.

Aug 2006 – Oct 2009

DAVENPORT, IA

PIPER JAFFRAY & CO.

Apr 1999 – Aug 2006

DAVENPORT, IA

Registrations & Exams

FINRA examinations passed

Series 1

Series 5

Series 8

Series 31

Series 63

Series 65

Registration record

First registered · April 26, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QUAD-CITIES INVESTMENT GROUP, LLC

CRD 154113 · SEC 801-71612

AUM

$333M

Regulatory assets under management

Employees

1,401 client accounts

Services offered by QUAD-CITIES INVESTMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at QUAD-CITIES INVESTMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Wayne Allen Wagner offer?

Wayne Allen Wagner specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Wayne Allen Wagner's credentials?

Wayne Allen Wagner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wayne Allen Wagner located?

Wayne Allen Wagner is based in DAVENPORT, Iowa, last registered with QUAD-CITIES INVESTMENT GROUP, LLC.

How does Wayne Allen Wagner charge for services?

Wayne Allen Wagner's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUAD-CITIES INVESTMENT GROUP, LLC?

QUAD-CITIES INVESTMENT GROUP, LLC has approximately 8 employees and manages $333M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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