Unclaimed Profile

Dean Allen Rock

MATHESON & ROCK WEALTH MANAGEMENT, LLC·DAVENPORT, Iowa

SIE, Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 63Clean recordMATHESON & ROCK WEALTH MANAGEMENT, LLC

2322 E. KIMBERLY ROAD,, DAVENPORT, IA 52807CRD# 727687Firm CRD# 289603

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dean Allen Rock · DAVENPORT, IA

Registration

CRD #727687 · MATHESON & ROCK WEALTH MANAGEMENT, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 52TO

Series 53

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MATHESON & ROCK WEALTH MANAGEMENT, LLC

CRD 289603 · SEC 801-114867

AUM

$386M

Regulatory assets under management

Employees

957 client accounts

Services offered by MATHESON & ROCK WEALTH MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MATHESON & ROCK WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Dean Allen Rock offer?

Dean Allen Rock specializes in Investment Management. Contact their office in DAVENPORT, Iowa for a consultation.

What are Dean Allen Rock's credentials?

Dean Allen Rock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dean Allen Rock located?

Dean Allen Rock is based in DAVENPORT, Iowa, working with MATHESON & ROCK WEALTH MANAGEMENT, LLC. Their office serves clients in the DAVENPORT metropolitan area and surrounding communities.

How does Dean Allen Rock charge for services?

Dean Allen Rock's firm is compensated through percentage of aum, other: % of plan assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MATHESON & ROCK WEALTH MANAGEMENT, LLC?

MATHESON & ROCK WEALTH MANAGEMENT, LLC has approximately 2 employees and manages $386M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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