Unclaimed Profile

Michelle L Swinney

AUSDAL FINANCIAL PARTNERS, INC.·DAVENPORT, Iowa

SIE, Series 7, Series 24, Series 66, Series 99TOClean record9 years registeredAUSDAL FINANCIAL PARTNERS, INC.

5187 UTICA RIDGE RD, DAVENPORT, IA 52807CRD# 4661276Firm CRD# 7995

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michelle L Swinney · DAVENPORT, IA

Registration

CRD #4661276 · AUSDAL FINANCIAL PARTNERS, INC. · 9 years registered

Brand Profile

Not yet started

Career History

AUSDAL FINANCIAL PARTNERS, INC.

Mar 2017 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 99TO

Registration record

First registered · March 1, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AUSDAL FINANCIAL PARTNERS, INC.

CRD 7995 · SEC 801-69266

AUM

$1.5B

Regulatory assets under management

Employees

317

8,079 client accounts

Services offered by AUSDAL FINANCIAL PARTNERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AUSDAL FINANCIAL PARTNERS, INC. →

Introduction

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Frequently Asked Questions

What services does Michelle L Swinney offer?

Michelle L Swinney specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DAVENPORT, Iowa for a consultation.

What are Michelle L Swinney's credentials?

Michelle L Swinney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michelle L Swinney located?

Michelle L Swinney is based in DAVENPORT, Iowa, working with AUSDAL FINANCIAL PARTNERS, INC.. Their office serves clients in the DAVENPORT metropolitan area and surrounding communities.

How does Michelle L Swinney charge for services?

Michelle L Swinney's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: revenue sharing. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AUSDAL FINANCIAL PARTNERS, INC.?

AUSDAL FINANCIAL PARTNERS, INC. has approximately 317 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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