Unclaimed Profile

Larry Wayne Johnson

AUSDAL FINANCIAL PARTNERS, INC.·DAVENPORT, Iowa

SIE, Series 6, Series 7, Series 24, Series 63CFP28 years registeredAUSDAL FINANCIAL PARTNERS, INC.

5187 UTICA RIDGE RD, DAVENPORT, IA 52807CRD# 1060424Firm CRD# 7995

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Larry Wayne Johnson · DAVENPORT, IA

Registration

CRD #1060424 · AUSDAL FINANCIAL PARTNERS, INC. · 28 years registered

Brand Profile

Not yet started

Career History

AUSDAL FINANCIAL PARTNERS, INC.

Aug 2019 – present

LPL FINANCIAL LLC

Sep 2009 – Feb 2015

ITASCA, IL

WATERSTONE FINANCIAL GROUP, INC.

Jan 2004 – Sep 2009

ITASCA, IL

STERLING FINANCIAL ADVISORY SERVICES, INC.

Apr 1998 – Jan 2021

ITASCA, IL

HERITAGE CAPITAL MANAGEMENT INC

Feb 1998 – Dec 2008

ITASCA, IL

STERLING PORTFOLIO ALLOCATION SERVICE INC

Feb 1998 – Dec 2003

ITASCA, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Registration record

First registered · February 24, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

2015Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

AUSDAL FINANCIAL PARTNERS, INC.

CRD 7995 · SEC 801-69266

AUM

$1.5B

Regulatory assets under management

Employees

317

8,079 client accounts

Services offered by AUSDAL FINANCIAL PARTNERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AUSDAL FINANCIAL PARTNERS, INC. →

Introduction

Speak with Larry Wayne

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Larry Wayne is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DAVENPORT?

Browse all registered financial advisors in DAVENPORT, Iowa or claim this profile if it's yours.

Browse DAVENPORT Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Larry Wayne Johnson offer?

Larry Wayne Johnson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DAVENPORT, Iowa for a consultation.

What are Larry Wayne Johnson's credentials?

Larry Wayne Johnson holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Larry Wayne Johnson located?

Larry Wayne Johnson is based in DAVENPORT, Iowa, working with AUSDAL FINANCIAL PARTNERS, INC.. Their office serves clients in the DAVENPORT metropolitan area and surrounding communities.

How does Larry Wayne Johnson charge for services?

Larry Wayne Johnson's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: revenue sharing. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AUSDAL FINANCIAL PARTNERS, INC.?

AUSDAL FINANCIAL PARTNERS, INC. has approximately 317 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →