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Stephen Barra Sawtelle

AUSDAL FINANCIAL PARTNERS, INC.·DAVENPORT, Iowa
SIE, Series 1, Series 6TO, Series 7, Series 24, Series 63, Series 65AUSDAL FINANCIAL PARTNERS, INC.
5187 UTICA RIDGE RD, DAVENPORT, IA 52807CRD# 705584Firm CRD# 7995

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Barra Sawtelle · DAVENPORT, IA
Registration
CRD #705584 · AUSDAL FINANCIAL PARTNERS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 6TO
Series 7
Series 24
Series 63
Series 65
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
AUSDAL FINANCIAL PARTNERS, INC.
CRD 7995 · SEC 801-69266
AUM
$1.5B
Regulatory assets under management
Employees
317
8,079 client accounts
Services offered by AUSDAL FINANCIAL PARTNERS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at AUSDAL FINANCIAL PARTNERS, INC. →
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04

Frequently Asked Questions

What services does Stephen Barra Sawtelle offer?
Stephen Barra Sawtelle specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DAVENPORT, Iowa for a consultation.
What are Stephen Barra Sawtelle's credentials?
Stephen Barra Sawtelle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Barra Sawtelle located?
Stephen Barra Sawtelle is based in DAVENPORT, Iowa, working with AUSDAL FINANCIAL PARTNERS, INC.. Their office serves clients in the DAVENPORT metropolitan area and surrounding communities.
How does Stephen Barra Sawtelle charge for services?
Stephen Barra Sawtelle's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: revenue sharing. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AUSDAL FINANCIAL PARTNERS, INC.?
AUSDAL FINANCIAL PARTNERS, INC. has approximately 317 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at AUSDAL FINANCIAL PARTNERS, INC.

Nathan David Westcomb
DAVENPORT, IA
Larry Wayne Johnson
DAVENPORT, IA
CFP
Matthew Roy Wilson
DAVENPORT, IA
CFP
James Jefferson Simpson
DAVENPORT, IA
Robert Burns Jr Ausdal
DAVENPORT, IA
CFA
Kraig Richard Mickelsen
DAVENPORT, IA
CFP

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