Unclaimed Profile

Kraig Richard Mickelsen

AUSDAL FINANCIAL PARTNERS, INC.·DAVENPORT, Iowa

SIE, Series 6, Series 7, Series 24, Series 63, Series 65CFP24 years registeredAUSDAL FINANCIAL PARTNERS, INC.

5187 UTICA RIDGE RD, DAVENPORT, IA 52807CRD# 2845238Firm CRD# 7995

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kraig Richard Mickelsen · DAVENPORT, IA

Registration

CRD #2845238 · AUSDAL FINANCIAL PARTNERS, INC. · 24 years registered

Brand Profile

Not yet started

Career History

KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC

Jan 2026 – present

ARETE WEALTH ADVISORS, LLC

Jun 2023 – Mar 2026

St. Charles, IL

WHEATON WEALTH PARTNERS, LLC

May 2010 – Jan 2012

WHEATON, IL

AUSDAL FINANCIAL PARTNERS, INC.

Aug 2006 – Jul 2023

ST. CHARLES, IL

QA3 FINANCIAL LLC

Feb 2002 – Aug 2006

ST CHARLES, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 26, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

2012Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

AUSDAL FINANCIAL PARTNERS, INC.

CRD 7995 · SEC 801-69266

AUM

$1.5B

Regulatory assets under management

Employees

317

8,079 client accounts

Services offered by AUSDAL FINANCIAL PARTNERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AUSDAL FINANCIAL PARTNERS, INC. →

Introduction

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Frequently Asked Questions

What services does Kraig Richard Mickelsen offer?

Kraig Richard Mickelsen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DAVENPORT, Iowa for a consultation.

What are Kraig Richard Mickelsen's credentials?

Kraig Richard Mickelsen holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kraig Richard Mickelsen located?

Kraig Richard Mickelsen is based in DAVENPORT, Iowa, working with AUSDAL FINANCIAL PARTNERS, INC.. Their office serves clients in the DAVENPORT metropolitan area and surrounding communities.

How does Kraig Richard Mickelsen charge for services?

Kraig Richard Mickelsen's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: revenue sharing. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AUSDAL FINANCIAL PARTNERS, INC.?

AUSDAL FINANCIAL PARTNERS, INC. has approximately 317 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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