Unclaimed Profile

Timothy Eugene Pratt

PALADIN ADVISORY GROUP, LLC·CLIVE, Iowa

SIE, Series 7, Series 6327 years registeredPALADIN ADVISORY GROUP, LLC

13375 UNIVERSITY AVENUE, SUITE 300, CLIVE, IA 50325CRD# 1623355Firm CRD# 285303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Timothy Eugene Pratt · CLIVE, IA

Registration

CRD #1623355 · PALADIN ADVISORY GROUP, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PALADIN ADVISORY GROUP, LLC

PALADIN WEALTH PARTNERS

Nov 2016 – Dec 2025

CLIVE, IA

HJN ADVISORS, LLP

Dec 2010 – Jan 2017

DES MOINES, IA

FIRST ALLIED SECURITIES, INC.

Sep 2010 – May 2012

DES MOINES, IA

RSM MCGLADREY, INC.

Sep 2005 – Sep 2010

DES MOINES, IA

AMERIPRISE FINANCIAL SERVICES, INC.

Jan 1999 – Sep 2005

CLIVE, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · January 1, 1999

Years registered · 27

Disclosure History

2009Customer Dispute·Denied

2006Customer Dispute·Settled

2002Customer Dispute·Denied

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PALADIN ADVISORY GROUP, LLC

CRD 285303 · SEC 801-112430

AUM

$187M

Regulatory assets under management

Employees

252 client accounts

Services offered by PALADIN ADVISORY GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PALADIN ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Timothy Eugene Pratt offer?

Timothy Eugene Pratt specializes in Financial Planning, Investment Management.

What are Timothy Eugene Pratt's credentials?

Timothy Eugene Pratt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Timothy Eugene Pratt located?

Timothy Eugene Pratt is based in CLIVE, Iowa, last registered with PALADIN ADVISORY GROUP, LLC.

How does Timothy Eugene Pratt charge for services?

Timothy Eugene Pratt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PALADIN ADVISORY GROUP, LLC?

PALADIN ADVISORY GROUP, LLC has approximately 5 employees and manages $187M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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