Unclaimed Profile

Reagan Elizabeth Bates

DEWAAY CAPITAL MANAGEMENT, INC.·CLIVE, Iowa

SIE, Series 6, Series 7, Series 24, Series 63, Series 6618 years registeredDEWAAY CAPITAL MANAGEMENT, INC.

13001 UNIVERSITY AVENUE, CLIVE, IA 50325CRD# 4851763Firm CRD# 116214

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Reagan Elizabeth Bates · CLIVE, IA

Registration

CRD #4851763 · DEWAAY CAPITAL MANAGEMENT, INC. · 18 years registered

Brand Profile

Not yet started

Career History

WELLS FARGO ADVISORS

Jan 2015 – present

DEWAAY CAPITAL MANAGEMENT

Oct 2007 – Jan 2015

JOHNSTON, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · October 5, 2007

Years registered · 18

Disclosure History

2025Financial·Pending

2025Judgment / Lien

1993Criminal·Final Disposition

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

DEWAAY CAPITAL MANAGEMENT, INC.

CRD 116214 · SEC 801-61161

AUM

$38M

Regulatory assets under management

Employees

300 client accounts

Services offered by DEWAAY CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at DEWAAY CAPITAL MANAGEMENT, INC. →

Introduction

Speak with Reagan

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Reagan is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CLIVE?

Browse all registered financial advisors in CLIVE, Iowa or claim this profile if it's yours.

Browse CLIVE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Reagan Elizabeth Bates offer?

Reagan Elizabeth Bates specializes in Financial Planning, Investment Management. Contact their office in CLIVE, Iowa for a consultation.

What are Reagan Elizabeth Bates's credentials?

Reagan Elizabeth Bates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Reagan Elizabeth Bates located?

Reagan Elizabeth Bates is based in CLIVE, Iowa, working with DEWAAY CAPITAL MANAGEMENT, INC.. Their office serves clients in the CLIVE metropolitan area and surrounding communities.

How does Reagan Elizabeth Bates charge for services?

Reagan Elizabeth Bates's firm is compensated through percentage of aum, hourly charges, subscription fees, other: share in third party advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DEWAAY CAPITAL MANAGEMENT, INC.?

DEWAAY CAPITAL MANAGEMENT, INC. has approximately 2 employees and manages $38M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →