Unclaimed Profile

Thomas Michael Weissenburger

WEIS ADVISORY, LLC·CLIVE, Iowa

SIE, Series 6, Series 7, Series 22, Series 24, Series 51, Series 63, Series 65Clean record26 years registeredWEIS ADVISORY, LLC

16400 SHERIDAN AVENUE, CLIVE, IA 50325CRD# 2119726Firm CRD# 217517

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Michael Weissenburger · CLIVE, IA

Registration

CRD #2119726 · WEIS ADVISORY, LLC · 26 years registered

Brand Profile

Not yet started

Career History

WEIS ADVISORY

May 2015 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jul 2009 – May 2015

CLIVE, IA

SII INVESTMENTS, INC.

Jan 2004 – Jul 2009

CLIVE, IA

FSC SECURITIES CORPORATION

May 2000 – Jan 2004

CLIVE, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · May 15, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEIS ADVISORY, LLC

CRD 217517 · SEC 801-123482

AUM

$158M

Regulatory assets under management

Employees

586 client accounts

Services offered by WEIS ADVISORY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEIS ADVISORY, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Michael Weissenburger offer?

Thomas Michael Weissenburger specializes in Financial Planning, Investment Management. Contact their office in CLIVE, Iowa for a consultation.

What are Thomas Michael Weissenburger's credentials?

Thomas Michael Weissenburger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Michael Weissenburger located?

Thomas Michael Weissenburger is based in CLIVE, Iowa, working with WEIS ADVISORY, LLC. Their office serves clients in the CLIVE metropolitan area and surrounding communities.

How does Thomas Michael Weissenburger charge for services?

Thomas Michael Weissenburger's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEIS ADVISORY, LLC?

WEIS ADVISORY, LLC has approximately 9 employees and manages $158M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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