Unclaimed Profile

Benjamin Charles Steele

LSB CAPITAL MANAGEMENT, INC.·CLIVE, Iowa

SIE, Series 7, Series 66CFPClean record21 years registeredLSB CAPITAL MANAGEMENT, INC.

13523 UNIVERSITY AVE, CLIVE, IA 50325CRD# 4766519Firm CRD# 310466

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Benjamin Charles Steele · CLIVE, IA

Registration

CRD #4766519 · LSB CAPITAL MANAGEMENT, INC. · 21 years registered

Brand Profile

Not yet started

Career History

DIAMOND TRAIL CAPITAL MANAGEMENT

Oct 2023 – present

LSB WEALTH MANAGEMENT

Aug 2020 – Oct 2023

CLIVE, IA

MILES CAPITAL, INC.

May 2015 – Mar 2019

WEST DES MOINES, IA

ING FINANCIAL PARTNERS, INC

Aug 2010 – May 2013

DES MOINES, IA

DIRECTED SERVICES LLC

Aug 2009 – Sep 2010

DES MOINES, IA

WELLS FARGO INVESTMENTS, LLC

Dec 2004 – Jul 2009

DES MOINES, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · December 14, 2004

Years registered · 21

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LSB CAPITAL MANAGEMENT, INC.

CRD 310466 · SEC 801-124725

AUM

$232M

Regulatory assets under management

Employees

1,435 client accounts

Services offered by LSB CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LSB CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Benjamin Charles Steele offer?

Benjamin Charles Steele specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CLIVE, Iowa for a consultation.

What are Benjamin Charles Steele's credentials?

Benjamin Charles Steele holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Benjamin Charles Steele located?

Benjamin Charles Steele is based in CLIVE, Iowa, working with LSB CAPITAL MANAGEMENT, INC.. Their office serves clients in the CLIVE metropolitan area and surrounding communities.

How does Benjamin Charles Steele charge for services?

Benjamin Charles Steele's firm is compensated through percentage of aum, hourly charges, subscription fees, other: sub-adviser relationships. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LSB CAPITAL MANAGEMENT, INC.?

LSB CAPITAL MANAGEMENT, INC. has approximately 12 employees and manages $232M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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