Unclaimed Profile

Thomas Joseph Barbatti

ADVANTAGE INVESTMENT MANAGEMENT, LLC·CEDAR RAPIDS, Iowa

SIE, Series 1, Series 3, Series 8, Series 24, Series 63, Series 65Clean record27 years registeredADVANTAGE INVESTMENT MANAGEMENT, LLC

230 2ND STREET SE, CEDAR RAPIDS, IA 52401CRD# 12073Firm CRD# 146236

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Joseph Barbatti · CEDAR RAPIDS, IA

Registration

CRD #12073 · ADVANTAGE INVESTMENT MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

NET WORTH ADVISORS

Jan 1999 – present

LPL FINANCIAL LLC

Sep 2012 – Feb 2016

WATERLOO, IA

ADVANTAGE INVESTMENT MANAGEMENT, LLC

Dec 2008 – Dec 2016

WATERLOO, IA

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Aug 2003 – Mar 2009

WATERLOO, IA

NETWORTH ADVISORS

Jan 1999 – Dec 2002

WATERLOO, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 3

Series 8

Series 24

Series 63

Series 65

Registration record

First registered · January 1, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADVANTAGE INVESTMENT MANAGEMENT, LLC

CRD 146236 · SEC 801-69551

AUM

$386M

Regulatory assets under management

Employees

2,524 client accounts

Services offered by ADVANTAGE INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ADVANTAGE INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Joseph Barbatti offer?

Thomas Joseph Barbatti specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CEDAR RAPIDS, Iowa for a consultation.

What are Thomas Joseph Barbatti's credentials?

Thomas Joseph Barbatti is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Joseph Barbatti located?

Thomas Joseph Barbatti is based in CEDAR RAPIDS, Iowa, working with ADVANTAGE INVESTMENT MANAGEMENT, LLC. Their office serves clients in the CEDAR RAPIDS metropolitan area and surrounding communities.

How does Thomas Joseph Barbatti charge for services?

Thomas Joseph Barbatti's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVANTAGE INVESTMENT MANAGEMENT, LLC?

ADVANTAGE INVESTMENT MANAGEMENT, LLC has approximately 30 employees and manages $386M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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