Unclaimed Profile

Katharine Booth Marvel

ADVANTAGE INVESTMENT MANAGEMENT, LLC·CEDAR RAPIDS, Iowa

SIE, Series 6, Series 7, Series 24, Series 63ChFCClean record27 years registeredADVANTAGE INVESTMENT MANAGEMENT, LLC

230 2ND STREET SE, CEDAR RAPIDS, IA 52401CRD# 2368706Firm CRD# 146236

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Katharine Booth Marvel · CEDAR RAPIDS, IA

Registration

CRD #2368706 · ADVANTAGE INVESTMENT MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

ENCIRCLE FINANCIAL STRATEGIES

Oct 2023 – present

WEALTH ADVISORY SOLUTIONS, LLC

Oct 2017 – May 2024

Indianapolis, IN

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Aug 2013 – Oct 2017

INDIANAPOLIS, IN

ADVANTAGE INVESTMENT MANAGEMENT, LLC

Feb 2009 – Aug 2013

INDIANAPOLIS, IN

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Jun 2003 – Dec 2009

INDIANAPOLIS, IN

MARVEL FINANCIAL PLANNING, INC.

Sep 2002 – Dec 2005

INDIANAPOLIS, IN

WALNUT STREET ADVISERS INC

Dec 1998 – Jun 2003

GREENCASTLE, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Registration record

First registered · December 3, 1998

Years registered · 27

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADVANTAGE INVESTMENT MANAGEMENT, LLC

CRD 146236 · SEC 801-69551

AUM

$386M

Regulatory assets under management

Employees

2,524 client accounts

Services offered by ADVANTAGE INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ADVANTAGE INVESTMENT MANAGEMENT, LLC →

Introduction

Speak with Katharine

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Katharine is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CEDAR RAPIDS?

Browse all registered financial advisors in CEDAR RAPIDS, Iowa or claim this profile if it's yours.

Browse CEDAR RAPIDS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Katharine Booth Marvel offer?

Katharine Booth Marvel specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CEDAR RAPIDS, Iowa for a consultation.

What are Katharine Booth Marvel's credentials?

Katharine Booth Marvel holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Katharine Booth Marvel located?

Katharine Booth Marvel is based in CEDAR RAPIDS, Iowa, working with ADVANTAGE INVESTMENT MANAGEMENT, LLC. Their office serves clients in the CEDAR RAPIDS metropolitan area and surrounding communities.

How does Katharine Booth Marvel charge for services?

Katharine Booth Marvel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVANTAGE INVESTMENT MANAGEMENT, LLC?

ADVANTAGE INVESTMENT MANAGEMENT, LLC has approximately 30 employees and manages $386M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →