Unclaimed Profile

Joseph Roy Russo

ADVANTAGE INVESTMENT MANAGEMENT, LLC·CEDAR RAPIDS, Iowa

SIE, Series 1, Series 4, Series 7TO, Series 22TO, Series 24, Series 40, Series 53, Series 63, Series 6525 years registeredADVANTAGE INVESTMENT MANAGEMENT, LLC

222 3RD AVE SE, CEDAR RAPIDS, IA 52401CRD# 407792Firm CRD# 146236

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Roy Russo · CEDAR RAPIDS, IA

Registration

CRD #407792 · ADVANTAGE INVESTMENT MANAGEMENT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

PRIVATE ADVISOR GROUP, LLC

Nov 2019 – present

ADVANTAGE INVESTMENT MANAGEMENT, LLC

Sep 2008 – Dec 2019

CEDAR RAPIDS, IA

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Aug 2003 – Dec 2009

CEDAR RAPIDS, IA

WALNUT STREET ADVISERS INC

Oct 2001 – Aug 2003

CEDAR RAPIDS, IA

J.R. RUSSO INVESTMENT ADVISORS

Oct 2000 – Jan 2009

CEDAR RAPIDS, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 4

Series 7TO

Series 22TO

Series 24

Series 40

Series 53

Series 63

Series 65

Registration record

First registered · October 2, 2000

Years registered · 25

Disclosure History

2013Customer Dispute·Award / Judgment

1984Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ADVANTAGE INVESTMENT MANAGEMENT, LLC

CRD 146236 · SEC 801-69551

AUM

$386M

Regulatory assets under management

Employees

2,524 client accounts

Services offered by ADVANTAGE INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ADVANTAGE INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Roy Russo offer?

Joseph Roy Russo specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CEDAR RAPIDS, Iowa for a consultation.

What are Joseph Roy Russo's credentials?

Joseph Roy Russo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Roy Russo located?

Joseph Roy Russo is based in CEDAR RAPIDS, Iowa, working with ADVANTAGE INVESTMENT MANAGEMENT, LLC. Their office serves clients in the CEDAR RAPIDS metropolitan area and surrounding communities.

How does Joseph Roy Russo charge for services?

Joseph Roy Russo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVANTAGE INVESTMENT MANAGEMENT, LLC?

ADVANTAGE INVESTMENT MANAGEMENT, LLC has approximately 30 employees and manages $386M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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