Unclaimed Profile

Michael Douglas Rees

ADVANTAGE INVESTMENT MANAGEMENT, LLC·CEDAR RAPIDS, Iowa

SIE, Series 7, Series 24, Series 63, Series 6527 years registeredADVANTAGE INVESTMENT MANAGEMENT, LLC

230 2ND STREET SE, CEDAR RAPIDS, IA 52401CRD# 1304147Firm CRD# 146236

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Douglas Rees · CEDAR RAPIDS, IA

Registration

CRD #1304147 · ADVANTAGE INVESTMENT MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

OSAIC ADVISORY SERVICES, LLC

Nov 2024 – present

OSAIC WEALTH, INC.

Jun 2024 – present

THE SHERWIN GROUP

Mar 2018 – present

ARBOR POINT ADVISORS

Jul 2019 – Nov 2024

ST. PETERSBURG, FL

SECURITIES AMERICA ADVISORS, INC.

Nov 2017 – Jun 2024

St. Petersburg, FL

ADVANTAGE INVESTMENT MANAGEMENT, LLC

Mar 2009 – Aug 2012

ST. PETERSBURG, FL

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Sep 2008 – Oct 2017

ST. PETERSBURG, FL

BAY VIEW CAPITAL, INC.

May 1999 – Jun 2019

ST. PETERSBURG, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · May 10, 1999

Years registered · 27

Disclosure History

1991Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ADVANTAGE INVESTMENT MANAGEMENT, LLC

CRD 146236 · SEC 801-69551

AUM

$386M

Regulatory assets under management

Employees

2,524 client accounts

Services offered by ADVANTAGE INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ADVANTAGE INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Douglas Rees offer?

Michael Douglas Rees specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CEDAR RAPIDS, Iowa for a consultation.

What are Michael Douglas Rees's credentials?

Michael Douglas Rees is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Douglas Rees located?

Michael Douglas Rees is based in CEDAR RAPIDS, Iowa, working with ADVANTAGE INVESTMENT MANAGEMENT, LLC. Their office serves clients in the CEDAR RAPIDS metropolitan area and surrounding communities.

How does Michael Douglas Rees charge for services?

Michael Douglas Rees's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVANTAGE INVESTMENT MANAGEMENT, LLC?

ADVANTAGE INVESTMENT MANAGEMENT, LLC has approximately 30 employees and manages $386M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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