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Richard Allen Smith

SMITH FINANCIAL INVESTMENT ADVISORS, INC.·KOKOMO, Indiana
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1830 S. PLATE ST., KOKOMO, IN 46902CRD# 1353025Firm CRD# 154022
01

About

Richard Allen Smith is a registered financial advisor based in KOKOMO, Indiana, affiliated with SMITH FINANCIAL INVESTMENT ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SMITH FINANCIAL INVESTMENT ADVISORS, INC.
SMITH FINANCIAL INVESTMENT ADVISORS, INC.
AUM
$333M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at SMITH FINANCIAL INVESTMENT ADVISORS, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1353025
Firm CRD# 154022
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Allen Smith offer?
Richard Allen Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in KOKOMO, Indiana for a consultation.
What are Richard Allen Smith's credentials?
Richard Allen Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Allen Smith located?
Richard Allen Smith is based in KOKOMO, Indiana, working with SMITH FINANCIAL INVESTMENT ADVISORS, INC.. Their office serves clients in the KOKOMO metropolitan area and surrounding communities.
How does Richard Allen Smith charge for services?
Richard Allen Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SMITH FINANCIAL INVESTMENT ADVISORS, INC.?
SMITH FINANCIAL INVESTMENT ADVISORS, INC. has approximately 5 employees and manages $333M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Indiana
INDIANAPOLIS (397)CARMEL (128)FORT WAYNE (127)EVANSVILLE (41)SOUTH BEND (37)
City Guides
INDIANAPOLIS GuideCARMEL GuideFORT WAYNE GuideEVANSVILLE GuideSOUTH BEND Guide
Research
Advisor Fees in IndianaNational Fee Analysis
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