Unclaimed Profile

Aaron Taylor Smith

SMITH FINANCIAL INVESTMENT ADVISORS, INC.·KOKOMO, Indiana

SIE, Series 7, Series 24, Series 63, Series 6622 years registeredSMITH FINANCIAL INVESTMENT ADVISORS, INC.

1830 S. PLATE ST., KOKOMO, IN 46902CRD# 4233192Firm CRD# 154022

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Aaron Taylor Smith · KOKOMO, IN

Registration

CRD #4233192 · SMITH FINANCIAL INVESTMENT ADVISORS, INC. · 22 years registered

Brand Profile

Not yet started

Career History

SMITH FINANCIAL

May 2011 – present

VALMARK ADVISERS, INC.

Aug 2009 – Sep 2010

KOKOMO, IN

NFP SECURITIES, INC.

Jul 2004 – Nov 2008

KOKOMO, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · July 7, 2004

Years registered · 22

Disclosure History

2010Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SMITH FINANCIAL INVESTMENT ADVISORS, INC.

CRD 154022 · SEC 801-71492

AUM

$333M

Regulatory assets under management

Employees

594 client accounts

Services offered by SMITH FINANCIAL INVESTMENT ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SMITH FINANCIAL INVESTMENT ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Aaron Taylor Smith offer?

Aaron Taylor Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in KOKOMO, Indiana for a consultation.

What are Aaron Taylor Smith's credentials?

Aaron Taylor Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Aaron Taylor Smith located?

Aaron Taylor Smith is based in KOKOMO, Indiana, working with SMITH FINANCIAL INVESTMENT ADVISORS, INC.. Their office serves clients in the KOKOMO metropolitan area and surrounding communities.

How does Aaron Taylor Smith charge for services?

Aaron Taylor Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMITH FINANCIAL INVESTMENT ADVISORS, INC.?

SMITH FINANCIAL INVESTMENT ADVISORS, INC. has approximately 5 employees and manages $333M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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