Unclaimed Profile

Craig Allen Smith

SYCAMORE FINANCIAL GROUP, INC.·KOKOMO, Indiana

SIE, Series 4, Series 5, Series 7, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 99TOCFP27 years registeredSYCAMORE FINANCIAL GROUP, INC.

2713 ROCKFORD LANE, KOKOMO, IN 46902CRD# 810191Firm CRD# 14143

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Craig Allen Smith · KOKOMO, IN

Registration

CRD #810191 · SYCAMORE FINANCIAL GROUP, INC. · 27 years registered

Brand Profile

Not yet started

Career History

SYCAMORE FINANCIAL GROUP

Dec 1998 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 5

Series 7

Series 14

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 99TO

Registration record

First registered · December 16, 1998

Years registered · 27

Professional designation · CFP

Disclosure History

1985Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SYCAMORE FINANCIAL GROUP, INC.

CRD 14143 · SEC 801-62788

AUM

$666M

Regulatory assets under management

Employees

1,908 client accounts

Services offered by SYCAMORE FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SYCAMORE FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Craig Allen Smith offer?

Craig Allen Smith specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in KOKOMO, Indiana for a consultation.

What are Craig Allen Smith's credentials?

Craig Allen Smith holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Craig Allen Smith located?

Craig Allen Smith is based in KOKOMO, Indiana, working with SYCAMORE FINANCIAL GROUP, INC.. Their office serves clients in the KOKOMO metropolitan area and surrounding communities.

How does Craig Allen Smith charge for services?

Craig Allen Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SYCAMORE FINANCIAL GROUP, INC.?

SYCAMORE FINANCIAL GROUP, INC. has approximately 4 employees and manages $666M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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