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SMITH FINANCIAL INVESTMENT ADVISORS, INC.
SMITH FINANCIAL INVESTMENT ADVISORS, INC.
KOKOMO, Indiana
·
2 registered advisors
·
CRD# 154022
SEC# 801-71492
0
765-459-4111
01
Firm Overview
AUM
$333M
Regulatory assets under management
Employees
5
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at SMITH FINANCIAL INVESTMENT ADVISORS, INC.
2 registered advisors
Aaron Taylor Smith
KOKOMO, Indiana
CRD# 4233192
Richard Allen Smith
KOKOMO, Indiana
CRD# 1353025
05
Office Locations
KOKOMO, Indiana
2 advisors
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Data sourced from SEC Form ADV filings. SMITH FINANCIAL INVESTMENT ADVISORS, INC. (CRD# 154022) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.