Unclaimed Profile

Nicolas Adam Chaput

COMPASS FINANCIAL ADVISORS LLC·FORT WAYNE, Indiana

SIE, Series 7, Series 24, Series 63, Series 65Clean record12 years registeredCOMPASS FINANCIAL ADVISORS LLC

9933 DUPONT CIRCLE DRIVE WEST, FORT WAYNE, IN 46825CRD# 4958819Firm CRD# 109131

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicolas Adam Chaput · FORT WAYNE, IN

Registration

CRD #4958819 · COMPASS FINANCIAL ADVISORS LLC · 12 years registered

Brand Profile

Not yet started

Career History

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Aug 2024 – present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Aug 2024 – present

LPL FINANCIAL LLC

Apr 2019 – Aug 2024

GRANGER, IN

KFG WEALTH MANAGEMENT, LLC

Dec 2016 – Feb 2019

GRANGER, IN

COMPASS FINANCIAL ADVISORS LLC

Jul 2014 – Nov 2016

FORT WAYNE, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 22, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPASS FINANCIAL ADVISORS LLC

CRD 109131 · SEC 801-56002

AUM

$231M

Regulatory assets under management

Employees

730 client accounts

Services offered by COMPASS FINANCIAL ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS FINANCIAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Nicolas Adam Chaput offer?

Nicolas Adam Chaput specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT WAYNE, Indiana for a consultation.

What are Nicolas Adam Chaput's credentials?

Nicolas Adam Chaput is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicolas Adam Chaput located?

Nicolas Adam Chaput is based in FORT WAYNE, Indiana, working with COMPASS FINANCIAL ADVISORS LLC. Their office serves clients in the FORT WAYNE metropolitan area and surrounding communities.

How does Nicolas Adam Chaput charge for services?

Nicolas Adam Chaput's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS FINANCIAL ADVISORS LLC?

COMPASS FINANCIAL ADVISORS LLC has approximately 9 employees and manages $231M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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