Unclaimed Profile

Diana K Nyman

COMPASS FINANCIAL ADVISORS LLC·FORT WAYNE, Indiana

SIE, Series 7, Series 66Clean record23 years registeredCOMPASS FINANCIAL ADVISORS LLC

9933 DUPONT CIRCLE DRIVE WEST, FORT WAYNE, IN 46825CRD# 4297342Firm CRD# 109131

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Diana K Nyman · FORT WAYNE, IN

Registration

CRD #4297342 · COMPASS FINANCIAL ADVISORS LLC · 23 years registered

Brand Profile

Not yet started

Career History

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Feb 2023 – present

WELLS FARGO CLEARING SERVICES, LLC

Sep 2010 – Feb 2023

MERRILLVILLE, IN

QUESTAR ASSET MANAGEMENT, INC.

Feb 2005 – Nov 2005

VALPARAISO, IN

COMPASS FINANCIAL ADVISORS LLC

Feb 2003 – Sep 2010

VALPARAISO, IN

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Sep 2002 – Nov 2002

MERRILLVILLE, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · September 13, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPASS FINANCIAL ADVISORS LLC

CRD 109131 · SEC 801-56002

AUM

$231M

Regulatory assets under management

Employees

730 client accounts

Services offered by COMPASS FINANCIAL ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS FINANCIAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Diana K Nyman offer?

Diana K Nyman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT WAYNE, Indiana for a consultation.

What are Diana K Nyman's credentials?

Diana K Nyman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Diana K Nyman located?

Diana K Nyman is based in FORT WAYNE, Indiana, working with COMPASS FINANCIAL ADVISORS LLC. Their office serves clients in the FORT WAYNE metropolitan area and surrounding communities.

How does Diana K Nyman charge for services?

Diana K Nyman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS FINANCIAL ADVISORS LLC?

COMPASS FINANCIAL ADVISORS LLC has approximately 9 employees and manages $231M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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