Unclaimed Profile

James Arthur Riggs

COMPASS FINANCIAL ADVISORS LLC·FORT WAYNE, Indiana

Clean recordCOMPASS FINANCIAL ADVISORS LLC

9933 DUPONT CIRCLE DRIVE WEST, FORT WAYNE, IN 46825CRD# 1024950Firm CRD# 109131

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Arthur Riggs · FORT WAYNE, IN

Registration

CRD #1024950 · COMPASS FINANCIAL ADVISORS LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James Arthur Riggs is a registered financial advisor based in FORT WAYNE, Indiana, affiliated with COMPASS FINANCIAL ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

COMPASS FINANCIAL ADVISORS LLC

AUM

$231M

Regulatory assets under management

Employees

Total firm employees

View all advisors at COMPASS FINANCIAL ADVISORS LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 1024950

Firm CRD# 109131

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Arthur Riggs offer?

James Arthur Riggs specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT WAYNE, Indiana for a consultation.

What are James Arthur Riggs's credentials?

James Arthur Riggs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Arthur Riggs located?

James Arthur Riggs is based in FORT WAYNE, Indiana, working with COMPASS FINANCIAL ADVISORS LLC. Their office serves clients in the FORT WAYNE metropolitan area and surrounding communities.

How does James Arthur Riggs charge for services?

James Arthur Riggs's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS FINANCIAL ADVISORS LLC?

COMPASS FINANCIAL ADVISORS LLC has approximately 9 employees and manages $231M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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