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Clifford Lee Malings

COMPASS FINANCIAL ADVISORS LLC·FORT WAYNE, Indiana
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9933 DUPONT CIRCLE DRIVE WEST, FORT WAYNE, IN 46825CRD# 5044575Firm CRD# 109131
01

About

Clifford Lee Malings is a registered financial advisor based in FORT WAYNE, Indiana, affiliated with COMPASS FINANCIAL ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
COMPASS FINANCIAL ADVISORS LLC
COMPASS FINANCIAL ADVISORS LLC
AUM
$231M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at COMPASS FINANCIAL ADVISORS LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5044575
Firm CRD# 109131
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Clifford Lee Malings offer?
Clifford Lee Malings specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT WAYNE, Indiana for a consultation.
What are Clifford Lee Malings's credentials?
Clifford Lee Malings is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Clifford Lee Malings located?
Clifford Lee Malings is based in FORT WAYNE, Indiana, working with COMPASS FINANCIAL ADVISORS LLC. Their office serves clients in the FORT WAYNE metropolitan area and surrounding communities.
How does Clifford Lee Malings charge for services?
Clifford Lee Malings's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COMPASS FINANCIAL ADVISORS LLC?
COMPASS FINANCIAL ADVISORS LLC has approximately 9 employees and manages $231M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in FORT WAYNE
Bruce Allen Patterson — COMPASS FINANCIAL ADVISORS LLCJames Arthur Riggs — COMPASS FINANCIAL ADVISORS LLCDavid Eugene Fought — COMPASS FINANCIAL ADVISORS LLCDavid Robert Breuer — COMPASS FINANCIAL ADVISORS LLCLouis Jay Rogers — COMPASS FINANCIAL ADVISORS LLC
Nearby cities in Indiana
INDIANAPOLIS (397)CARMEL (128)EVANSVILLE (41)SOUTH BEND (37)GOSHEN (32)
City Guides
INDIANAPOLIS GuideCARMEL GuideEVANSVILLE GuideSOUTH BEND GuideGOSHEN Guide
Research
Advisor Fees in IndianaNational Fee Analysis
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