Unclaimed Profile

Clifford Lee Malings

COMPASS FINANCIAL ADVISORS LLC·FORT WAYNE, Indiana

Series 7, Series 63, Series 65Clean record20 years registeredCOMPASS FINANCIAL ADVISORS LLC

9933 DUPONT CIRCLE DRIVE WEST, FORT WAYNE, IN 46825CRD# 5044575Firm CRD# 109131

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Clifford Lee Malings · FORT WAYNE, IN

Registration

CRD #5044575 · COMPASS FINANCIAL ADVISORS LLC · 20 years registered

Brand Profile

Not yet started

Career History

COMPASS FINANCIAL ADVISORS LLC

Dec 2005 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · December 14, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPASS FINANCIAL ADVISORS LLC

CRD 109131 · SEC 801-56002

AUM

$231M

Regulatory assets under management

Employees

730 client accounts

Services offered by COMPASS FINANCIAL ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS FINANCIAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Clifford Lee Malings offer?

Clifford Lee Malings specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT WAYNE, Indiana for a consultation.

What are Clifford Lee Malings's credentials?

Clifford Lee Malings is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Clifford Lee Malings located?

Clifford Lee Malings is based in FORT WAYNE, Indiana, working with COMPASS FINANCIAL ADVISORS LLC. Their office serves clients in the FORT WAYNE metropolitan area and surrounding communities.

How does Clifford Lee Malings charge for services?

Clifford Lee Malings's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS FINANCIAL ADVISORS LLC?

COMPASS FINANCIAL ADVISORS LLC has approximately 9 employees and manages $231M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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