Unclaimed Profile

James Joseph Bobos

COMPASS FINANCIAL ADVISORS LLC·FORT WAYNE, Indiana

SIE, Series 7, Series 6624 years registeredCOMPASS FINANCIAL ADVISORS LLC

9933 DUPONT CIRCLE DRIVE WEST, FORT WAYNE, IN 46825CRD# 4387667Firm CRD# 109131

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Joseph Bobos · FORT WAYNE, IN

Registration

CRD #4387667 · COMPASS FINANCIAL ADVISORS LLC · 24 years registered

Brand Profile

Not yet started

Career History

COMPASS FINANCIAL ADVISORS LLC

Dec 2001 – present

QUESTAR ASSET MANAGEMENT, INC.

Feb 2005 – Nov 2005

VALPARAISO, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · December 27, 2001

Years registered · 24

Disclosure History

2007Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COMPASS FINANCIAL ADVISORS LLC

CRD 109131 · SEC 801-56002

AUM

$231M

Regulatory assets under management

Employees

730 client accounts

Services offered by COMPASS FINANCIAL ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS FINANCIAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does James Joseph Bobos offer?

James Joseph Bobos specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT WAYNE, Indiana for a consultation.

What are James Joseph Bobos's credentials?

James Joseph Bobos is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Joseph Bobos located?

James Joseph Bobos is based in FORT WAYNE, Indiana, working with COMPASS FINANCIAL ADVISORS LLC. Their office serves clients in the FORT WAYNE metropolitan area and surrounding communities.

How does James Joseph Bobos charge for services?

James Joseph Bobos's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS FINANCIAL ADVISORS LLC?

COMPASS FINANCIAL ADVISORS LLC has approximately 9 employees and manages $231M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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