Unclaimed Profile

Deana Joy Harmon

PROCOURSE FIDUCIARY ADVISORS, LLC·CARMEL, Indiana

Series 7, Series 66Clean record27 years registeredPROCOURSE FIDUCIARY ADVISORS, LLC

1180 MEDICAL CT, CARMEL, IN 46032CRD# 3160405Firm CRD# 164328

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Deana Joy Harmon · CARMEL, IN

Registration

CRD #3160405 · PROCOURSE FIDUCIARY ADVISORS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PROCOURSE FIDUCIARY ADVISORS, LLC

PROCOURSE FIDUCIARY ADVISORS, LLC

Jun 2012 – Feb 2019

CARMEL, IN

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Oct 2005 – Jun 2012

INDIANAPOLIS, IN

UNITED SECURITIES ALLIANCE, INC.

Jan 2004 – May 2004

INDIANAPOLIS, IN

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Feb 1999 – May 2002

INDPLS, IN

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · February 15, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROCOURSE FIDUCIARY ADVISORS, LLC

CRD 164328 · SEC 801-76741

AUM

$4.4B

Regulatory assets under management

Employees

314 client accounts

Services offered by PROCOURSE FIDUCIARY ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PROCOURSE FIDUCIARY ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Deana Joy Harmon offer?

Deana Joy Harmon specializes in Financial Planning, Investment Management, Wealth Management.

What are Deana Joy Harmon's credentials?

Deana Joy Harmon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Deana Joy Harmon located?

Deana Joy Harmon is based in CARMEL, Indiana, last registered with PROCOURSE FIDUCIARY ADVISORS, LLC.

How does Deana Joy Harmon charge for services?

Deana Joy Harmon's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROCOURSE FIDUCIARY ADVISORS, LLC?

PROCOURSE FIDUCIARY ADVISORS, LLC has approximately 11 employees and manages $4.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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