Unclaimed Profile

Jeffrey K Prince

PROCOURSE FIDUCIARY ADVISORS, LLC·CARMEL, Indiana

Series 7, Series 66Clean record15 years registeredPROCOURSE FIDUCIARY ADVISORS, LLC

1180 MEDICAL CT, CARMEL, IN 46032CRD# 5815877Firm CRD# 164328

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey K Prince · CARMEL, IN

Registration

CRD #5815877 · PROCOURSE FIDUCIARY ADVISORS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

MJ RETIREMENT

Jun 2012 – present

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Apr 2011 – Jun 2012

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · April 25, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROCOURSE FIDUCIARY ADVISORS, LLC

CRD 164328 · SEC 801-76741

AUM

$4.4B

Regulatory assets under management

Employees

314 client accounts

Services offered by PROCOURSE FIDUCIARY ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PROCOURSE FIDUCIARY ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey K Prince offer?

Jeffrey K Prince specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CARMEL, Indiana for a consultation.

What are Jeffrey K Prince's credentials?

Jeffrey K Prince is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey K Prince located?

Jeffrey K Prince is based in CARMEL, Indiana, working with PROCOURSE FIDUCIARY ADVISORS, LLC. Their office serves clients in the CARMEL metropolitan area and surrounding communities.

How does Jeffrey K Prince charge for services?

Jeffrey K Prince's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROCOURSE FIDUCIARY ADVISORS, LLC?

PROCOURSE FIDUCIARY ADVISORS, LLC has approximately 11 employees and manages $4.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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