Unclaimed Profile

Douglas Glen Prince

PROCOURSE FIDUCIARY ADVISORS, LLC·CARMEL, Indiana

Series 7, Series 63, Series 65Clean record27 years registeredPROCOURSE FIDUCIARY ADVISORS, LLC

571 MONON BLVD, CARMEL, IN 46032CRD# 2711184Firm CRD# 164328

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Glen Prince · CARMEL, IN

Registration

CRD #2711184 · PROCOURSE FIDUCIARY ADVISORS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

MJ RETIREMENT

Jun 2012 – present

STIFEL, NICOLAUS & COMPANY, INCORPORATED

May 2005 – Jun 2012

INDIANAPOLIS, IN

MCDONALD INVESTMENTS INC.

Jan 1999 – May 2005

INDIANAPOLIS, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · January 20, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROCOURSE FIDUCIARY ADVISORS, LLC

CRD 164328 · SEC 801-76741

AUM

$4.4B

Regulatory assets under management

Employees

314 client accounts

Services offered by PROCOURSE FIDUCIARY ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PROCOURSE FIDUCIARY ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Douglas Glen Prince offer?

Douglas Glen Prince specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CARMEL, Indiana for a consultation.

What are Douglas Glen Prince's credentials?

Douglas Glen Prince is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Glen Prince located?

Douglas Glen Prince is based in CARMEL, Indiana, working with PROCOURSE FIDUCIARY ADVISORS, LLC. Their office serves clients in the CARMEL metropolitan area and surrounding communities.

How does Douglas Glen Prince charge for services?

Douglas Glen Prince's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROCOURSE FIDUCIARY ADVISORS, LLC?

PROCOURSE FIDUCIARY ADVISORS, LLC has approximately 11 employees and manages $4.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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