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Robert Franklin Carey

FIRST TRUST ADVISORS LP·WHEATON, Illinois
SIE, Series 7, Series 63CFAClean record28 years registeredFIRST TRUST ADVISORS LP
120 E. LIBERTY DRIVE, WHEATON, IL 60187CRD# 1526435Firm CRD# 107027

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Franklin Carey · WHEATON, IL
Registration
CRD #1526435 · FIRST TRUST ADVISORS LP · 28 years registered
Brand Profile
Not yet started
01

Career History

FIRST TRUST ADVISORS LP
May 1998 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Registration record
First registered · May 6, 1998
Years registered · 28
Professional designation · CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FIRST TRUST ADVISORS LP
CRD 107027 · SEC 801-39950
AUM
$210.9B
Regulatory assets under management
Employees
426
2,926 client accounts
Services offered by FIRST TRUST ADVISORS LP
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Market timing services
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at FIRST TRUST ADVISORS LP →
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05

Frequently Asked Questions

What services does Robert Franklin Carey offer?
Robert Franklin Carey specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in WHEATON, Illinois for a consultation.
What are Robert Franklin Carey's credentials?
Robert Franklin Carey holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Robert Franklin Carey located?
Robert Franklin Carey is based in WHEATON, Illinois, working with FIRST TRUST ADVISORS LP. Their office serves clients in the WHEATON metropolitan area and surrounding communities.
How does Robert Franklin Carey charge for services?
Robert Franklin Carey's firm is compensated through percentage of aum, other: fixed fees per unit (uits) for portfolio supervisory services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST TRUST ADVISORS LP?
FIRST TRUST ADVISORS LP has approximately 426 employees and manages $210.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FIRST TRUST ADVISORS LP

Robert Scott Hall
WHEATON, IL
Daniel Joel Lindquist
WHEATON, IL
Andrew Scott Roggensack
WHEATON, IL
Kathleen Wieland Brown
WHEATON, IL
Ronald Dean Mcalister
WHEATON, IL

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Research
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