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Kathleen Wieland Brown

FIRST TRUST ADVISORS LP·WHEATON, Illinois
Unclaimed Profile
120 E. LIBERTY DRIVE, WHEATON, IL 60187CRD# 2000718Firm CRD# 107027
01

About

Kathleen Wieland Brown is a registered financial advisor based in WHEATON, Illinois, affiliated with FIRST TRUST ADVISORS LP. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP
AUM
$210.9B
Regulatory assets under management
Employees
426
Total firm employees
View all advisors at FIRST TRUST ADVISORS LP →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Market timing services
04

Background

Compensation
Percentage of AUM
Other: FIXED FEES PER UNIT (UITS) FOR PORTFOLIO SUPERVISORY SERVICES
Regulatory
SEC/IARD CRD# 2000718
Firm CRD# 107027
3 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kathleen Wieland Brown offer?
Kathleen Wieland Brown specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in WHEATON, Illinois for a consultation.
What are Kathleen Wieland Brown's credentials?
Kathleen Wieland Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen Wieland Brown located?
Kathleen Wieland Brown is based in WHEATON, Illinois, working with FIRST TRUST ADVISORS LP. Their office serves clients in the WHEATON metropolitan area and surrounding communities.
How does Kathleen Wieland Brown charge for services?
Kathleen Wieland Brown's firm is compensated through percentage of aum, other: fixed fees per unit (uits) for portfolio supervisory services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST TRUST ADVISORS LP?
FIRST TRUST ADVISORS LP has approximately 426 employees and manages $210.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in WHEATON
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Nearby cities in Illinois
CHICAGO (3944)OAK BROOK (135)NAPERVILLE (120)NORTHBROOK (119)EVANSTON (103)
City Guides
CHICAGO GuideOAK BROOK GuideNAPERVILLE GuideNORTHBROOK GuideEVANSTON Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
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