Unclaimed Profile

John Morgan Smith

EDGE FINANCIAL ADVISORS, LLC·WHEATON, Illinois

Series 4, Series 7, Series 63, Series 66Clean record19 years registeredEDGE FINANCIAL ADVISORS, LLC

111 WEST WESLEY STREET, WHEATON, IL 60187CRD# 3110921Firm CRD# 136426

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Morgan Smith · WHEATON, IL

Registration

CRD #3110921 · EDGE FINANCIAL ADVISORS, LLC · 19 years registered

Brand Profile

Not yet started

Career History

LEGACY FINANCIAL ADVISORS, INC.

Sep 2024 – present

ARBOR FINANCIAL SERVICES, LLC

Sep 2019 – Aug 2021

DOWNERS GROVE, IL

ALPHA CUBED INVESTMENTS, LLC

Sep 2015 – Sep 2017

IRVINE, CA

EDGE FINANCIAL ADVISORS, LLC

Sep 2006 – Nov 2024

Wheaton, IL

Registrations & Exams

FINRA examinations passed

Series 4

Series 7

Series 63

Series 66

Registration record

First registered · September 8, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EDGE FINANCIAL ADVISORS, LLC

CRD 136426 · SEC 801-64547

AUM

$362M

Regulatory assets under management

Employees

1,035 client accounts

Services offered by EDGE FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EDGE FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does John Morgan Smith offer?

John Morgan Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WHEATON, Illinois for a consultation.

What are John Morgan Smith's credentials?

John Morgan Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Morgan Smith located?

John Morgan Smith is based in WHEATON, Illinois, working with EDGE FINANCIAL ADVISORS, LLC. Their office serves clients in the WHEATON metropolitan area and surrounding communities.

How does John Morgan Smith charge for services?

John Morgan Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: sub-advisory service fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EDGE FINANCIAL ADVISORS, LLC?

EDGE FINANCIAL ADVISORS, LLC has approximately 6 employees and manages $362M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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