Unclaimed Profile

Ronald Dean Mcalister

FIRST TRUST ADVISORS LP·WHEATON, Illinois

SIE, Series 7, Series 24, Series 53, Series 63Clean record28 years registeredFIRST TRUST ADVISORS LP

120 E. LIBERTY DRIVE, WHEATON, IL 60187CRD# 865667Firm CRD# 107027

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Dean Mcalister · WHEATON, IL

Registration

CRD #865667 · FIRST TRUST ADVISORS LP · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIRST TRUST ADVISORS LP

FIRST TRUST ADVISORS LP

May 1998 – Sep 2020

WHEATON, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 53

Series 63

Registration record

First registered · May 6, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST TRUST ADVISORS LP

CRD 107027 · SEC 801-39950

AUM

$210.9B

Regulatory assets under management

Employees

426

2,926 client accounts

Services offered by FIRST TRUST ADVISORS LP

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at FIRST TRUST ADVISORS LP →

Introduction

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Frequently Asked Questions

What services does Ronald Dean Mcalister offer?

Ronald Dean Mcalister specializes in Investment Management, Retirement Planning, Wealth Management.

What are Ronald Dean Mcalister's credentials?

Ronald Dean Mcalister is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Dean Mcalister located?

Ronald Dean Mcalister is based in WHEATON, Illinois, last registered with FIRST TRUST ADVISORS LP.

How does Ronald Dean Mcalister charge for services?

Ronald Dean Mcalister's firm is compensated through percentage of aum, other: fixed fees per unit (uits) for portfolio supervisory services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST TRUST ADVISORS LP?

FIRST TRUST ADVISORS LP has approximately 426 employees and manages $210.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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