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James Walter Shay

CETERA INVESTMENT ADVISERS LLC·SCHAUMBURG, Illinois
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200 NORTH MARTINGALE ROAD, SCHAUMBURG, IL 60173-2096CRD# 3247381Firm CRD# 105644
01

About

James Walter Shay is a registered financial advisor based in SCHAUMBURG, Illinois, affiliated with CETERA INVESTMENT ADVISERS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
CETERA INVESTMENT ADVISERS LLC
CETERA INVESTMENT ADVISERS LLC
AUM
$104.5B
Regulatory assets under management
Employees
6648
Total firm employees
View all advisors at CETERA INVESTMENT ADVISERS LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 3247381
Firm CRD# 105644
14 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Walter Shay offer?
James Walter Shay specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SCHAUMBURG, Illinois for a consultation.
What are James Walter Shay's credentials?
James Walter Shay is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Walter Shay located?
James Walter Shay is based in SCHAUMBURG, Illinois, working with CETERA INVESTMENT ADVISERS LLC. Their office serves clients in the SCHAUMBURG metropolitan area and surrounding communities.
How does James Walter Shay charge for services?
James Walter Shay's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CETERA INVESTMENT ADVISERS LLC?
CETERA INVESTMENT ADVISERS LLC has approximately 6648 employees and manages $104.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in SCHAUMBURG
Nathan Snodgrass — EVANSTON INVESTMENTS INCJon Howard Rothenberg — CETERA INVESTMENT ADVISERS LLCKimberley Holweger — CETERA INVESTMENT ADVISERS LLCLeann Renee Rummel — CETERA INVESTMENT ADVISERS LLCKeith Webster Cantrell — EVANSTON INVESTMENTS INC
Nearby cities in Illinois
CHICAGO (3944)OAK BROOK (135)NAPERVILLE (120)NORTHBROOK (119)EVANSTON (103)
City Guides
CHICAGO GuideOAK BROOK GuideNAPERVILLE GuideNORTHBROOK GuideEVANSTON Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
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