Unclaimed Profile

James Field Rudwall

RUDWALL WEALTH MANAGEMENT LLC·LIBERTYVILLE, Illinois

SIE, Series 7, Series 63, Series 6534 years registeredRUDWALL WEALTH MANAGEMENT LLC

313 E. CHURCH STREET, LIBERTYVILLE, IL 60048CRD# 1070818Firm CRD# 284515

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Field Rudwall · LIBERTYVILLE, IL

Registration

CRD #1070818 · RUDWALL WEALTH MANAGEMENT LLC · 34 years registered

Brand Profile

Not yet started

Career History

RUDWALL WEALTH MANAGEMENT LLC

Jan 2017 – present

INSIGHT SECURITIES, INC.

Jul 2016 – Nov 2016

Highland Park, IL

MORGAN STANLEY

Mar 2016 – Apr 2016

CHICAGO, IL

UBS FINANCIAL SERVICES INC.

Nov 2008 – Apr 2016

CHICAGO, IL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

May 1992 – Nov 2008

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · May 4, 1992

Years registered · 34

Disclosure History

2025Financial·Pending

2016Employment Separation After Allegations

2005Customer Dispute·Denied

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RUDWALL WEALTH MANAGEMENT LLC

CRD 284515 · SEC 801-108714

AUM

$19M

Regulatory assets under management

Employees

23 client accounts

Services offered by RUDWALL WEALTH MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at RUDWALL WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does James Field Rudwall offer?

James Field Rudwall specializes in Investment Management, Fee-Only Advisory. Contact their office in LIBERTYVILLE, Illinois for a consultation.

What are James Field Rudwall's credentials?

James Field Rudwall is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Field Rudwall located?

James Field Rudwall is based in LIBERTYVILLE, Illinois, working with RUDWALL WEALTH MANAGEMENT LLC. Their office serves clients in the LIBERTYVILLE metropolitan area and surrounding communities.

How does James Field Rudwall charge for services?

James Field Rudwall's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RUDWALL WEALTH MANAGEMENT LLC?

RUDWALL WEALTH MANAGEMENT LLC has approximately 2 employees and manages $19M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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